Determinants (version 6)
For now only for real regular (invertible) matrices.
Throughout, denotes the real numbers and , regarded as a multiplicative group.
1. Homomorphisms ¶
Definition. , regarded as a multiplicative group.
A homomorphism is any real function such that
Task. We want to determine the form of all homomorphisms .
Theorem 1. Let be a homomorphism that is regular (continuous, or merely measurable / monotone on ). Then either
where .
Proof. See the separate text, chapters 2 and 3. (This should eventually be merged into a single proof for as a multiplicative group, without reference to the additive notation of chapter 2.)
Remark on regularity. The conclusion of Theorem 1 requires a regularity hypothesis. Without it, a Hamel-basis construction produces pathological multiplicative homomorphisms of that are not of the stated form. We assume regularity throughout.
2. Restriction of homomorphisms to ¶
Definitions.
is the group of all real regular (invertible) matrices.
is the group of all real regular diagonal matrices; it is a subgroup of .
A homomorphism is any function such that
Proposition. Let be a homomorphism . Then and .
Proof.
Remark (conjugation invariance). For any homomorphism,
where we used that the codomain is commutative and that from the previous Proposition.
Theorem 2. Let be a homomorphism. Then can be expressed through a homomorphism via
Proof. Use the permutation matrices that swap rows/columns 1 and . arises from by swapping rows 1 and (equivalently columns 1 and — the result is the same). We have ; left multiplication by swaps rows, right multiplication swaps columns, so for a diagonal matrix the operation swaps the 1st and th diagonal entries.
where the third equality uses the conjugation invariance (2), and the last equality uses the homomorphism property together with
The map is a homomorphism: it is defined by , so
Corollary. If is a homomorphism , then by Theorem 2 it can be written as with a homomorphism . Hence, by Theorem 1, either
or
where .
3. Homomorphisms ¶
Task. Find all homomorphisms .
Theorem 3. Every homomorphism on is uniquely determined by its restriction to the subgroup .
Proof.
(a) If is diagonalizable over , then with diagonal and invertible, and by (2)
The diagonal matrix is determined up to the order of its diagonal entries (which are the eigenvalues of ), so the number is uniquely determined. Thus depends only on .
(b) For a general use the polar decomposition , where is symmetric positive definite and is orthogonal. Then
is symmetric, hence orthogonally diagonalizable over : with orthogonal and (positive diagonal entries). By part (a), , which is determined by .
is orthogonal. In general an orthogonal matrix is not diagonalizable over (e.g. a rotation has complex eigenvalues), so we do not diagonalize directly. Instead, by the Cartan–Dieudonné theorem, is a product of at most reflections in hyperplanes,
Each reflection is symmetric and orthogonal with eigenvalues , hence orthogonally diagonalizable over :
By part (a), , a value fixed by . Since we have , so . Therefore
which depends only on the parity of , i.e. only on , and hence is determined by .
Combining the two factors,
which is completely determined by the restriction (through the two values and ). This argument stays entirely within the real numbers; it does not require complex diagonalization.
Hence the extension of a homomorphism from to is unique.
Conclusion (using Theorem 1). Write (the common value of the diagonal product in any diagonal form obtained above; note and ). All homomorphisms then have the form: either
or
where . Indeed, with and :
case gives and , i.e. (h11);
case gives and , i.e. (h22),
using .
4. Homogeneous homomorphisms ¶
Definition. A homomorphism is called homogeneous (of degree ) if for all
Remark. From this definition, .
Definition. A homomorphism is called positively homogeneous if equality (homo) holds for all .
Remark.
For even the two definitions coincide.
For odd positive homogeneity is only a necessary condition for homogeneity.
Theorem 4.1. Both homomorphisms (h11) and (h22) are positively homogeneous on if and only if .
Proof (verifying (homo) for , where ):
respectively
For all we have , which equals for all iff .
Theorem 4.2. Every homogeneous homomorphism has, for even , either the form
or
and for odd only the form (h222).
Proof.
(a) Without Theorem 1. For any , Theorem 2 gives
At the same time, by homogeneity . Since , we get
For odd , the map is injective on , so .
For even , this gives pointwise. Writing with , the homomorphism property forces , i.e. is a homomorphism . There are exactly two of these — and — and no regularity hypothesis is needed to see this: is divisible (every positive real is a square), so any homomorphism is trivial; hence is determined by . This gives or .
Hence or .
(b) Using Theorem 1. For even the claim follows from Theorem 4.1 together with the fact that for even positive homogeneity implies homogeneity. For odd the case can occur (when ), which excludes variant (h111) (its values are always non-negative, whereas must be negative); homogeneity again forces via Theorem 4.1, leaving only (h222).
5. Definition of the determinant on ¶
On we define the determinant as a homogeneous homomorphism .
By Theorem 4.2:
For odd the definition is unique, and
This agrees with the standard definition of the determinant.
For even the homogeneous homomorphism is not unique: Theorem 4.2 leaves the two options (h111) and (h222). To fix the standard determinant we add one further condition.
Additional condition (reflections, fixing the even- case). We require that a pure reflection in a hyperplane has determinant -1. A reflection in a hyperplane is a diagonal matrix with all entries equal to 1 except a single -1, i.e. (any hyperplane reflection is orthogonally conjugate to this one, so by the conjugation invariance (2) the value does not depend on the chosen hyperplane). We impose
This selects the correct branch:
option (h111) gives ;
option (h222) gives .
So the condition picks out (h222) , the standard determinant, and makes the definition on unique for even as well.
Odd vs. even . For odd this condition is automatically satisfied: it follows from homogeneity (not merely from being a homomorphism). Indeed, a bare homomorphism may give +1 on a reflection even for odd — for instance , or the trivial — but Theorem 4.2 shows that the unique homogeneous homomorphism for odd is , which already gives -1. For even both options (h111) and (h222) are homogeneous, so the reflection condition is a genuine extra assumption needed to single out the determinant.
On we define the determinant as the extension from the subgroup , which by Theorem 3 is unique and given by
where is any diagonal form obtained in (AD).
Theorem 5. The above definition of the determinant on agrees with the standard definition.
Proof. With the reflection condition fixing the even- branch, the standard determinant and our determinant agree on (both equal there). Both the standard determinant and our determinant are homomorphisms extending this common restriction from to . By Theorem 3, the extension of a homomorphism from to is unique. Hence the two definitions must coincide.
6. Passing from to ¶
We now redo the construction with complex matrices and codomain . The pleasant surprise is that the theory becomes simpler: the even/odd dichotomy and the reflection condition of Section 5 both disappear, and the determinant becomes the unique homogeneous homomorphism for every .
Why the even/odd split disappears¶
It is tempting to attribute this to “complex continuity being a stronger assumption”, but that is not the reason. The regularity hypothesis (continuity / measurability) plays exactly the same role over as it does over in Theorem 1: it only serves to exclude the pathological Hamel-basis homomorphisms. What really changes is the algebra and topology of the group itself ( or ).
Recall where the ambiguity came from (Theorem 4.2): homogeneity forces, for the underlying homomorphism ,
If are two solutions, their ratio satisfies , i.e. is a homomorphism into the group of -th roots of unity in . Hence the set of homogeneous-compatible is a torsor under
and the determinant is unique iff this group is trivial. Two equivalent ways to see what it is:
Algebraically: only constrains on the subgroup of -th powers, and leaves it free on .
: for odd (odd powers are surjective), but for even — a proper subgroup. So is trivial for odd and for even . The leftover freedom is precisely the sign character, i.e. the choice vs. , equivalently vs. .
: every nonzero complex number has an -th root, so and is trivial for every . No freedom remains.
Topologically: consists of continuous maps from into a discrete finite group , which must be constant on connected components. So it is nontrivial only when is disconnected.
has two connected components (±), and the nontrivial character is exactly — present only when , i.e. for even .
is connected, so the only such character is trivial, for all .
In one sentence: the even/odd ambiguity is the sign character of the disconnected group ; over the connected group there is no sign to choose, so it vanishes. This is a statement about -1 being a square in but not in , not about the strength of the continuity assumption.
The construction over ¶
(i) Diagonalization now works directly. Over , the polar decomposition has Hermitian positive definite and unitary. Both are normal, hence unitarily diagonalizable over :
So the diagonalization proof of Theorem 3 goes through verbatim — the very step that failed over (a real orthogonal matrix need not be -diagonalizable) is fine over . This is exactly what was meant by “checking that can be replaced by ”; it is an independent alternative to the Cartan–Dieudonné fix used in Section 3.
(ii) Classification of homomorphisms (analog of Theorem 1). Writing , the continuous homomorphisms are exactly
If one additionally requires to be holomorphic, then and , .
(iii) Conceptual shortcut. For any infinite field one has , so the determinant induces an isomorphism . Consequently every homomorphism factors uniquely as with . The elementary “restrict to , classify, extend” program of Sections 2–3 simply rebuilds this factorization with the regularity needed to write down explicitly.
Theorem 6. Over the determinant is the unique homogeneous homomorphism , for every .
Proof. By (iii) (or, elementarily, by (i) together with Theorem 2), for some homomorphism . Homogeneity gives for all . Since is surjective onto , every is of the form , so for all , i.e. and . No reflection normalization is needed.
Note this argument is purely algebraic: it uses neither the classification (ii) nor any regularity (continuity / measurability) hypothesis on . The same is in fact true over — the homogeneous characterization never needs regularity, because homogeneity already pins to the identity on the -th powers : for any admitting an -th root one has , with no appeal to regularity. (Regularity enters only in Theorem 1, which classifies the non-homogeneous homomorphisms, where on would otherwise range over a wild Hamel-basis family.)
The genuine -versus- difference is therefore not regularity but whether is surjective, i.e. whether is trivial. Over every — including — has an -th root, so is forced everywhere and the determinant is unique even among abstract homomorphisms. Over with even , the value -1 has no real -th root, so escapes the homogeneity constraint; that single escaped sign is exactly the -versus- ambiguity, removed by the reflection condition of Section 5.
Example (). Take a homogeneous homomorphism of degree 2, so , and write .
Positive values are forced (over and alike). For , choosing gives . So is the identity on no matter what.
Over the value at -1 is free. No real satisfies , so homogeneity says nothing about ; the homomorphism law only gives , hence . Both choices are genuine homogeneous homomorphisms:
, and indeed ;
, and .
A reflection (e.g. ) has but , so the reflection condition picks out .
Over the value at -1 is forced. Now satisfies , so
is no longer a free choice — the existence of collapses the two real options into one. Hence is the unique degree-2 homogeneous homomorphism over , with no extra condition.
Remark (the role of the homomorphism property — why has fewer solutions, not more). A common confusion: if one merely solves the pointwise equation for an arbitrary function , then writing one needs , i.e. is some -th root of unity — and over one may pick any of the roots independently at each point , giving an enormous (mostly discontinuous) solution set. From this angle seems to have more solutions than (where only are available, or just +1 for odd ).
The resolution is that is not an arbitrary function: it is a group homomorphism, . Feeding into this law gives
So is itself a homomorphism — the per-point root-of-unity choices are forced to vary multiplicatively, not freely. The number of homogeneous homomorphisms is therefore exactly , and this is where the divisibility of takes over:
Lemma. If is -divisible (every element is an -th power) and has exponent dividing , then the only homomorphism is trivial. Proof: any , so .
is -divisible (every nonzero complex number has an -th root), so : the only is trivial, , unique.
with even is not 2-divisible (negatives are not squares), so : two solutions, with giving (the branch).
with odd is -divisible, so again only the trivial , .
So the apparent abundance of complex solutions is an artifact of dropping multiplicativity. With the homomorphism law reinstated, the -divisibility of rigidifies to the constant 1, and yields exactly one solution — fewer than , not more.
7. Extension to singular matrices¶
The obstruction. The homomorphism framework cannot, by itself, reach singular matrices: the codomain is the group (or ), and a group homomorphism never takes the value . To include singular matrices we must change the setting — either algebraically (enlarge to a monoid) or topologically (use density). Both routes agree, and both single out the genuine polynomial determinant.
(A) Algebraic route: the multiplicative monoid ¶
Drop invertibility and ask for for all (the full multiplicative monoid of matrices). The standard determinant satisfies this, since holds for all square matrices.
Theorem 7. Let be multiplicative on all of , restricting on to a homomorphism that is non-constant on the diagonal matrices (e.g. any homogeneous determinant). Then vanishes on every singular matrix, and this extension is unique.
Proof. Any matrix of rank has the normal form with and ( ones), so ; thus on singular matrices is determined by the idempotents , . Each is idempotent, , so and . Finally, from we get
As is non-constant on these diagonals (e.g. for the determinant), this forces , and then for every . Hence on all singular matrices.
So for the determinant the value 0 on singular matrices is forced — no continuity argument is even required.
(B) Topological route: density of ¶
The set of singular matrices is the zero set of the polynomial , a closed subset of measure zero; for any , the matrix is invertible for all but finitely many . Hence is dense in . The genuine determinant is a polynomial, therefore the unique continuous extension of to , and it equals 0 on singular matrices. This is the “continuity argument”, and it agrees with the algebraic one.
Remarks¶
Only the genuine determinant extends polynomially. Among the homomorphisms () some extend continuously to 0 (those with ) and some blow up (); the trivial even admits two monoid extensions (the constant 1, or the indicator of ). Only , — the genuine, sign-preserving determinant — extends as a polynomial. This singles it out canonically.
Cleanest picture (combining Sections 6 and 7). Over , the determinant is the unique homogeneous multiplicative map that vanishes on singular matrices, for all — no even/odd split, no reflection normalization, no separate continuity hypothesis needed.
8. Classical derivation of Theorem 6¶
The conceptual shortcut (iii) of Section 6 is entirely classical: Theorem 6 is a one-line corollary of the structure theory of the general linear group, namely the computation of its commutator subgroup and abelianization. We spell this out and give references. Throughout, is an infinite field (in particular or ) and .
Step 1 — Transvections generate ¶
An elementary transvection is with , where is the matrix unit. Gaussian elimination (row/column reduction) shows that every matrix of determinant 1 is a product of transvections; equivalently, the transvections generate . This is standard — see E. Artin, Geometric Algebra (1957), Ch. IV, or Hahn–O’Meara, The Classical Groups and K-Theory (1989), §2.1.
Step 2 — Every transvection is a commutator in ¶
Conjugating a transvection by a diagonal matrix gives
hence the multiplicative commutator
Since is infinite (it suffices that ) we may pick with , so is a unit; letting range over , the right-hand side runs over all transvections . Thus every transvection is a commutator, so by Step 1
The reverse inclusion is immediate, since is abelian-valued and so , i.e. every commutator lies in . Therefore
(For finite fields the only exceptions are and ; over and there are none. See Artin, Geometric Algebra, Ch. IV; Dieudonné, La géométrie des groupes classiques (1955); Rotman, An Introduction to the Theory of Groups (4th ed., 1995), Thm. 8.9; for the stable/-theoretic version, Whitehead’s Lemma in Milnor, Introduction to Algebraic K-theory (1971), §3.)
Step 3 — Abelianization and the universal property of ¶
The determinant is a surjection with kernel . By Step 2 this kernel is exactly the commutator subgroup, so realizes the abelianization:
Consequently has the following universal property: for every abelian group and every homomorphism , the map kills all commutators, hence factors uniquely through the determinant,
Step 4 — Specialization to Theorem 6¶
Take and . By , every homomorphism is for a unique homomorphism . If is moreover homogeneous, then for all
Because is surjective onto , this gives , whence . This is exactly Theorem 6.
Remark (recovering the real case). Applying with recovers the entire structure of Sections 2–5 without diagonalization: every homomorphism is , and the regularity of (Theorem 1) yields the explicit forms and . The even/odd dichotomy reappears precisely as being nontrivial for even , in agreement with Section 6.
Theorem 6 is therefore not new: it is folklore, an immediate corollary of the classical identification and . The contribution of these notes is the elementary, diagonalization-based route to the same facts and the -versus- comparison via .
Proposition. The composition of two homomorphisms and is a homomorphism.
Proof.